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You can order any of the articles listed below for €35,00; reports
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Issue 1/2012
Table of
Contents
Alberto Alemanno Editorial European Journal of Risk Regulation 1/2012: pp. 1-2
[Editorial] |
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[Click here to show Abstract]
The EJRR starts the new year by hosting a pioneering symposium devoted to one of
the latest policy innovations that is currently experimented in the United Kingdom and
the United States: the fashionable, yet controversial, Nudge. This idea originates from
the omonymous, 2008 best-selling book published by the economist Richard Thaler and
the legal scholar Cass Sunstein. By building upon the findings of behavioural research,
they refute the classic economic assumption that “each of us thinks and chooses unfailingly
well”1 and they advocate the need for public authorities to nudge people to make
decisions that serve their own long-term interests without however removing their right
to choose.
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Adam Burgess ‘Nudging’ Healthy Lifestyles: The UK Experiments with the Behavioural Alternative to Regulation and the Market European Journal of Risk Regulation 1/2012: pp. 3-16
[Article] |
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[Click here to show Abstract]
This article critically reflects upon the introduction of behavioural, ‘nudging’ approaches
into UK policy making, the latest in a series of regulatory innovations. Initiatives have
focused particularly upon correcting lifestyle risk behaviours, marking a significant continuity
with previous ‘nannying’ policy. On the other hand, nudging represents a departure,
even inversion of previous approaches that involved the overstating of risk, being based
partly upon establishing a norm that bad behaviours are less, rather than more common
than supposed. Despite substantive similarities, its attraction lies in the reaction against
the former approach but must also be understood in the context of the economic crisis and
a diminished sense of liberty and autonomy that makes intimate managerial intervention
seem unproblematic. Problems are, in fact, substantial, as nudging is caught between the
utility of unconscious disguised direction and the need to allow some transparency, thereby
choice. Further, it assumes clear, fixed ‘better outcomes’ but encourages no development
of capacity to manage problems, contradicting a wider policy intent to build a more
responsible and active citizenry. More practically, nudging faces considerable barriers to
becoming a successfully implemented programme, in the context of severe, Conservativeled
austerity with which it is now associated.
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On Amir and Orly Lobel Liberalism and Lifestyle: Informing Regulatory Governance with Behavioural Research European Journal of Risk Regulation 1/2012: pp. 17-25
[Article] |
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[Click here to show Abstract]
Behavioural economics is helping illuminate the
limits of rational individual choice. At the same
time, even as research identifies failures in rationality,
policy must inquire about the possibility and
legitimacy of government intervention. In ‘Nudging’
Healthy Lifestyles: The UK Experiments with the Behavioural
Alternative to Regulation and the Market,
Adam Burgess critically describes the introduction
of behavioural approaches into UK policy making.
In particular, Burgess is concerned with the wholesale
adoption of nudge-style programmes to promote
healthier living among citizens.
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Evan Selinger and Kyle Powys Whyte Nudging Cannot Solve Complex Policy Problems European Journal of Risk Regulation 1/2012: pp. 26-31
[Article] |
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[Click here to show Abstract]
We deepen Adam Burgess’ insight that under current conditions nudging cannot solve
complex policy problems reliably and without controversy. We do so by integrating his
concerns about nudging into Braden Allenby and Daniel Sarewitz’s three-leveled model
of the basic problems technology can address and generate. We use this model to explain
why the UK experiment with nudging has revolved around techno-fixes with limited policy
potential, and conclude that nudging is best seen as an emerging form of soft law.
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Alberto Alemanno Nudging Smokers The Behavioural Turn of Tobacco Risk Regulation European Journal of Risk Regulation 1/2012: pp. 32-42
[Article] |
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[Click here to show Abstract]
At a time when policy makers want to change the
behaviour of citizens to tackle a broad range of social
problems, such as climate change, excessive drinking,
obesity and crime, a promising new policy approach
has appeared that seems capable of escaping
the liberal reservations typically associated with all
forms of regulatory action.
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Luc Bovens Real Nudge European Journal of Risk Regulation 1/2012: pp. 43-46
[Article] |
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[Click here to show Abstract]
The novelty in Adam Burgess’ paper is that he assesses nudge policies in the context of the
shift in the UK government’s approach to risk from the nannying policies of Labour to the
nudge policies of the Conservatives. There is a wealth of ideas in this paper. I find it useful
to disentangle some of these ideas focusing on the following two questions:
1. In what respects do Labour’s nannying policies and the Conservatives’ nudge policies
differ?
2. What is problematic about Labour’s nannying and the Conservatives’ nudge policies?
Subsequently I will reflect on how a particular strand of research in the social sciences can
be made relevant to designing a more responsible way of dealing with societal risk and
show how this approach can evade some of Burgess’ concerns.
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Angelica Bonfanti Environmental Risk in Biotech Patent Disputes: Which Role for Ordre Public before the European Patent Office? European Journal of Risk Regulation 1/2012: pp. 47-56
[Article] |
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[Click here to show Abstract]
Nowadays, biotechnologies are among the most interesting areas of science. Their
development,
fostered by intellectual property (IP) rights’ protection, leads to useful
progress.
Nonetheless, when, as with biotech inventions, environmental protection is at
stake, this progress is not without controversy. The present contribution aims at examining
the interferences between IP and environmental protection, as emerging in the framework
of the European Patent Convention. To this extent, it will focus on the function and on the
limits of the ordre public exception clause, with the purpose of suggesting a new role for
science in disputes for revocation of biotech patents.
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Sweta Chakraborty and Ragnar Lofstedt Transparency Initiative by the FDA’s Center for Drug Evaluation and Research (CDER): Two qualitative studies of Public Perceptions European Journal of Risk Regulation 1/2012: pp. 57-71
[Article] |
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[Click here to show Abstract]
Recent calls for transparency targeted towards regulatory bodies such as the US Food and
Drug Administration has prompted investigation into the indubitable adoption of such
measures. Specifically, the FDA’s quarterly postings of AERS (Adverse Event Reporting
System) signals on its CDER (Center for Drug Evaluation and Research) website, stemming
from FDAAA legislation introduced in September 2007, is analysed from a risk perception
and communication perspective. This paper consists of two qualitative studies examining
public perceptions and subsequent reported behaviour related to increased transparency.
Interviews were conducted on two separate samples of seventy respondents in both
Pittsburgh and New York City. The results found that signals postings may prove counter
productive in terms of increased public alarm and early or inappropriate termination
of a drug appearing on the list. We also found communication from the FDA perceived
as inaccessible
or confusing, particularly that the AERS signals are posted strictly on
the web, while the majority of our respondents cited their primary and secondary media
sources as broadcast television. We recommend that the FDA reconsider its communication
strategy of AERS to the public as it may prove to be a ‘transparency step too far.’
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Aude Mahy Food: Clear-cut Legal Basis for the RASFF: Mere Formalisation or a Concrete Move Forward? European Journal of Risk Regulation 1/2012: pp. 72-80
[Report] |
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[Click here to show Abstract]
The Rapid Alert System for Food and Feed (the socalled
‘RASFF’) is at the heart of food risk management
within the European Union. It aims at providing
authorities with an effective tool for exchanging
information on measures taken to ensure food safety.
It was created in 2002 by the General Food Law Regulation
to help Member States to coordinate their food
safety actions. Nearly ten years later, the adoption of
Regulation 16/2011 of 10 January 2011, laying down
implementing measures for the RASFF, intends to
clarify the specific conditions and procedures applicable
to the transmission of notifications through this
tool, thus providing more legal certainty in the system.
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Raymond O’Rourke EU Measures on the Safety of Food Imports from Japan Following the Nuclear Accident at Fukushima European Journal of Risk Regulation 1/2012: pp. 81-86
[Report] |
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[Click here to show Abstract]
Following the accident at the Fukushima nuclear
plant on 11 March 2011, the European Union was informed
that radioactive levels in certain food products
originating in Japan, such as milk and spinach,
exceeded the normal permitted levels under Japanese
legislation. The European Commission judged that
such levels of radioactivity could pose a threat to public
health in the European Union and therefore began
introducing specific additional import conditions for
Japanese food products as a precautionary measure.
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Barbara Stibernitz Food: A Brief Comment on Sciencebased Risk Regulation Within the European Union European Journal of Risk Regulation 1/2012: pp. 86-91
[Report] |
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[Click here to show Abstract]
Nowadays as political decision making involves such
a huge range of complex matters, scientific experts
have become more and more involved in European
risk regulation. The support by so-called independent
experts may, on the one hand, be seen as a guarantee
of rational decision making, increasing the quality
of decisions as well as the general acceptance of all
people affected. On the other hand, the number of
expert groups, scientific committees and agencies
helping the Commission in fulfilling its duties is vast
and confusing.
In addition, scientific advisory bodies often face
the burden of unrealizable independence, as well as
a lack of transparency and democratic control. This
article sums up the central position of science-based
risk regulation within the European Union (EU), referring
to the necessity for expert opinion as well as to
consequent problems concerning the involvement of
these experts in risk regulatory actions.
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Ignacio Carreño Food: German Court Orders Change to Nutrition Labelling on Nutella Due to its Misleading Nature European Journal of Risk Regulation 1/2012: pp. 91-93
[Report] |
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[Click here to show Abstract]
In a judgment on 20 October 2011, following an
action brought by the German Federation of Consumer
Organisations (Verbraucherzentrale Bundesverband),
the Italian confectioner Ferrero was
ordered by the Frankfurt Court of Appeals (Oberlandesgericht
Frankurt, hereinafter the Court) to
change the nutrition labelling on its Nutella brand
or, if it desists,
to face fines of up to 250,000 EUR.1
The first instance court in February 2011 had ruled
in favour of Ferrero.
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Enrico Bonadio Intellectual Property: Stem Cells Industry and Beyond: What is the Aftermath of Brüstle? European Journal of Risk Regulation 1/2012: pp. 93-97
[Report] |
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[Click here to show Abstract]
On 18 October 2011 the Court of Justice of the European
Union (CJEU) released its decision in Brüstle
v Greenpeace.1 This is a widely reported case on the
exclusion from patentability of inventions related to human embryonic stem cells (HESCs) on morality
grounds.
This report aims to verify whether the Brüstle
ruling may expose the EU and some of its Member
States to a WTO challenge for failing to comply
with Article 27(2) of the TRIPS Agreement as well
as whether the decision may have an impact in fields
other than HESCs and thus be invoked to oppose
the issuance, or challenge the validity, of any patent
obtained through immoral or unlawful activities.
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Liana Giorgi Lifestyle Risk: The Challenging Marriage of Two Thorny Concepts European Journal of Risk Regulation 1/2012: pp. 97-103
[Report] |
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[Click here to show Abstract]
The terms lifestyle and risk are so commonplace
today
that we tend to take their meaning (and social
history) for granted. This is unfortunate, since neither
of them is either value-free or unequivocal. Linking
them – in an abstract sense as well as with regard
to policy – is therefore bound to raise multiple questions
regarding the definition of boundaries. If we
recognise
that lifestyle is not a matter of individual
agency alone but also a question of structure and,
similarly, if risk assessment
is not just determining objects
or incidences of risk but also about establishing
the societal
and environmental contexts within which
specific negative outcomes are more likely to happen,
then we are confronted with the challenge of how to
approach the subject of lifestyle risk without falling
prey to the temptation to impose normative expectations
This paper takes issue with some of the ideas
advanced in the article by Planzer and Alemanno
published in EJRR 4/2010 “Lifestyle Risks: Conceptualization
of an Emerging Category of Research” by
considering the framing of the concept of lifestyle risk.
The emergence of this concept is symptomatic of a
general trend from both the right and the left of the political spectrum to re-emphasise individual responsibility
for social welfare – what Planzer and Alemanno
refer to as “financial solidarity”. Yet the best way to
effect such financial solidarity, and more specifically
to balance individual and state responsibility, is neither
obvious nor uncontested. Accordingly, the notion
of “lifestyle risk” is likely to become a battleground for
determining the scope of state intervention, where one
of the principal questions will be what gets classified
as “lifestyle risk” and what does not, and how this
changes over time.
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Mario Kaiser Nanotechnology: Regulating Nanotechnologies by Dialogue European Journal of Risk Regulation 1/2012: pp. 104-108
[Report] |
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[Click here to show Abstract]
To find a proper balance between the increasing
R&D activities in the rather inhomeogenous field
of nanotechnologies and the necessary research
on their possible adverse effects, which could trigger
unfavourable or even hostile public debate, the
European Commission developed several political documents, such as the European Strategy for
Nanotechnology1 and the European Nanotechnology
Action Plan2. In both documents a “safe, integrated
and responsible” strategy was proposed and the European
Commission postulates that “risk assessment
related to human health, the environment, consumer
and workers should be responsibly integrated at all
stages of the life cycle of the technology”.
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Claudio M. Radaelli Regulatory Impact Assessment: Measuring Regulatory Quality? No Thanks (But Why Not?) European Journal of Risk Regulation 1/2012: pp. 108-112
[Report] |
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[Click here to show Abstract]
The Organization for Economic Cooperation and Development
(OECD) has yet again rekindled the debate
on measuring the performance of regulatory instruments
and regulatory oversight institutions. This is
a commendable initiative arising out of the OECD
steering group on measuring and communicating
regulatory reform. The debate on regulatory indicators
and measures of regulatory reform is a bit of
a classic, but there hasn’t been coordinated action
across nations yet.
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Sweta Chakraborty Risk Communication: The Role of Communication in Promoting a European Wide Approach to Risk Based Regulation European Journal of Risk Regulation 1/2012: pp. 112-114
[Report] |
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[Click here to show Abstract]
Health and safety regulatory agencies across the
European Union have grappled with how best to
regulate human activities and substances (such as
chemicals including metals, food additives and preservatives)
either as a risk or as a hazard. This has
resulted in inconsistent regulatory practices across
the European Union since the agencies were formed
in the 1970s. The key component of this debate is
whether regulatory decision-making can and should
be based on hazard classification alone, foregoing
risk assessment. From an economics perspective,
decision making on the basis of hazard classification
by itself usually ignores impact assessment, often
resulting in poor regulatory policy-making that
does not consider the potential increase of risk in
other areas.1 Despite this knowledge, hazard classification
remains in practice in European regulatory
regimes due to political pressures to maintain public
perceptions of safety. Therefore, in order to make
the shift to risk-based regulation successfully, it is
necessary to address existing public perceptions of
risk and safety through evidence-based risk communications.
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Camilla Buchanan Long Awaited Guidance on the Meaning of “Regulatory Act” for Locus Standi Under the Lisbon Treaty European Journal of Risk Regulation 1/2012: pp. 115-122
[Case Note] |
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[Click here to show Abstract]
Case T-262/20 Microban International Ltd and Microban (Europe) Ltd v. Commission1
The conditions for bringing direct actions before the EU General Court have been
opened under Article 263, fourth paragraph, of the Treaty on the Functioning of the
European
Union (“TFEU”) through the introduction of less restrictive rules on legal
standing for private applicants challenging regulatory acts. The term “regulatory
act” covers all acts of general application apart from legislative acts and includes
implementing
measures adopted by the European Commission under the comitology
procedure. Initial
case law provides welcome guidance on the application of the new
rules on standing but questions still remain (author’s headnote).
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Matthias Lamping Shackles for Bees? The ECJ’s Judgment on GMO-Contaminated Honey European Journal of Risk Regulation 1/2012: pp. 123-129
[Case Note] |
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[Click here to show Abstract]
Case C-442/09, Bablok and Others (not yet reported)
An old German proverb says: What the farmer doesn’t know he doesn’t eat. In the case
of the Bablok decision delivered by the European Court of Justice on 6 September 2011,
it is not the farmers, but the judges who seem to be wary about the unknown. According
to their judgement, substances derived from genetically modified plants require market
authorisation to be placed on the market as food, even if the substance itself is not fertile
anymore. Since the Court takes the view that pollen is an ingredient of honey rather than
a natural component, honey contaminated with pollen from genetically modified organisms
will fall within the classification of foodstuffs requiring marketing authorisation. So
whenever a bee collects pollen from a genetically modified plant, this can make the entire
honey harvest unmarketable. Not even the slightest contamination will be tolerated, irrespective
of whether it was intentional. Because the prohibition to put unauthorised honey
on the market applies abstractly, regardless of whether there is a concrete risk for the
health of consumers, the judgement will have considerable impact on the coexistence of
conventional, ecological and genetically-modified farming.
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Clara Sattler de Sousa e Brito Biopatenting: “Angst” v European Harmonization – The ECJ Decision on Stem Cell Patents European Journal of Risk Regulation 1/2012: pp. 130-134
[Case Note] |
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[Click here to show Abstract]
Case C-34/10 Brüstle v. Greenpeace
1. Article 6(2)(c) of Directive 98/44/EC of the European Parliament and of the Council of 6
July 1998 on the legal protection of biotechnological inventions must be interpreted as
meaning that:
– any human ovum after fertilisation, any non-fertilised human ovum into which the
cell nucleus from a mature human cell has been transplanted, and any non-fertilised
human ovum whose division and further development have been stimulated by parthenogenesis
constitute a ‘human embryo’;
– it is for the referring court to ascertain, in the light of scientific developments, whether
a stem cell obtained from a human embryo at the blastocyst stage constitutes a
‘human embryo’ within the meaning of Article 6(2)(c) of Directive 98/44.
2. The exclusion from patentability concerning the use of human embryos for industrial
or commercial purposes set out in Article 6(2)(c) of Directive 98/44 also covers the use of
human embryos for purposes of scientific research, only use for therapeutic or diagnostic
purposes which is applied to the human embryo and is useful to it being patentable.
3. Article 6(2)(c) of Directive 98/44 excludes an invention from patentability where the
technical teaching which is the subject-matter of the patent application requires the
prior destruction of human embryos or their use as base material, whatever the stage
at which that takes place and even if the description of the technical teaching claimed
does not refer to the use of human embryos.
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Reading of Intimate
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30 March 2011, 18.30 pm @ European Parliament
For one year, Martin Leidenfrost explored Europe’s capital and wrote fifty
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“Entertaining, amusing, insightful.” The Gap





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